Box score
Guggenheim Securities, LLC
Reported $13.2M sold in a new Form D filed April 15, 2026 (New York, New York).
- Biggest raise
- $13.2M filed Apr 15, 2026
- League
- Finance Investment Banking
- Based in
- New York, New York
- Season rank
- #237 of 871 in the Finance League; #1433 of 10,745 overall (2026)
- Entity
- Limited Liability Company
Form D filings since 2024 1
| Filed | Form | Sold | Offering | Filing |
|---|---|---|---|---|
| 2026-04-15 | New notice | $13.2M | indefinite | SEC |
Amounts are cumulative for each offering as of the filing date, so an amendment can repeat or update an earlier figure; filings are not added together. CIK 1009953.
Similar raises, 2026
| # | Company | League | Raised |
|---|---|---|---|
| 1 | First Central Bancorp, Inc. rookie | Finance | $15M |
| 2 | Seven Springs Partners V, LLC rookie | Finance | $15M |
| 3 | GS Finance Corp. | Finance | $14.4M |
| 4 | Pivot Holdings III LLC provisional | Finance | $12M |
| 5 | Newvest Cayman Holdings, LP | Finance | $10.9M |
| 6 | Newvest Investors, LP | Finance | $10.9M |